Alessandro Ugge’s Professional Journey

A concise look at over 12 years of broker and IA experience.

Work History

Experience

Since 2013, Alessandro has built his career across multiple Texas cities, steadily growing his expertise in brokerage and investment advisory.

Focused on compliance and client trust.

Current Role

Plano TX

09/2023–Present

Focused on compliance and client trust.

Previous Role

Dallas TX

09/2020–09/2023

Handled diverse client portfolios with strict adherence to regulations.

Broker Services

Providing brokerage expertise since 2013 with a spotless regulatory record.

Investment Advice

Personalized investment strategies tailored to your goals.

State Registrations

Registered in 9 states including TX, CA, and NJ.

Clean Record

No disclosures or regulatory actions since 2013.

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